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financial conduct author


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1 حسابداری و مالی:: مرجع رفتار مالی

Take the following, for example: "The Financial Conduct Authority The Financial Conduct Authority (FCA) has fined Lloyds Bank PLC (Lloyds) and Bank of Scotland PLC (BoS), both part of Lloyds Banking Group (LBG), £105 million for serious misconduct relating to Special Liq- uidity Scheme (SLS), the Repo rate benchmark, and the London Interbank Offered Rate (LIBOR).12 "Barclays Bank PLC (Barclays has ... been fined £37,745,000 by the Financial Conduct Authority (FCA) for failing to properly protect clients' custody assets worth £16.5 billion). The Financial Conduct Authority (FCA) has fined The Royal Bank of Scotland (RBS) and NatWest £14,474,600 for serious failings in their advised mortgage sales business.18 Table 11.4 lists fines levied on corporations by a single regulator (Financial Conduct Author- ity) in a single year (2013) to bring in a comparison in terms of number of fines between those levied on individuals and those on organizations.

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